Our consulting services are designed to help financial institutions navigate the complex regulatory landscape, including MiFID III, MAD/MAR, EMIR, MiCAR, and other emerging regulations.

Leveraging our deep industry expertise and the powerful technological capabilities of Actico MAID, we offer tailored compliance solutions that address the specific needs of your organization, including the rapidly evolving crypto-sector under MiCAR.

1. Regulatory Compliance Advisory:

• MiFID III and MiFIR Compliance: We assist with the implementation of MiFID III requirements, including enhanced transparency obligations, the establishment of consolidated tape providers, and restrictions on payment for order flow (PFOF). Our team ensures your operations align with these evolving regulatory frameworks, keeping you compliant and avoiding penalties.

• MAD/MAR Compliance: Strengthen your market abuse surveillance frameworks to comply with the Market Abuse Regulation (MAR) and the Market Abuse Directive (MAD). Our services include risk assessments, gap analyses, and the implementation of robust monitoring systems.

• EMIR Compliance: Ensure compliance with the European Market Infrastructure Regulation (EMIR) by managing derivative transaction reporting, central clearing obligations, and risk mitigation for OTC derivatives.

• MiCAR Compliance: Navigate the new regulatory landscape for crypto-assets with our specialized MiCAR compliance services. We help you implement the required frameworks to comply with MiCAR’s stringent standards on asset management, market conduct, and consumer protection in the crypto-assets space.

2. Crypto-Assets Compliance and MiCAR Integration:

• Compliance Strategy for Crypto-Assets: We develop comprehensive strategies to ensure compliance with MiCAR, covering the issuance, trading, and custody of crypto-assets. Our team guides you through the process of registering with regulatory authorities and adhering to operational requirements.

• Risk Assessment and Mitigation: Conduct thorough risk assessments specifically tailored to crypto-assets under MiCAR, including anti-money laundering (AML) measures, cybersecurity protocols, and consumer protection safeguards.

• Technology Integration for Crypto-Compliance: Utilize technology tools to manage compliance in the crypto-assets sector efficiently. The platform’s advanced AI capabilities help in monitoring transactions, managing risks, and ensuring that all regulatory requirements under MiCAR are met.

3. Product Governance and Value for Money Assessments:

• MiFID III Product Governance: Conduct detailed value-for-money assessments for retail investment products in compliance with MiFID III, ensuring that your financial products are cost-effective and beneficial for retail investors.

• MiCAR Product Management: Ensure that crypto-assets and related financial products meet MiCAR’s stringent governance requirements, providing transparency and value to your clients.

4. Technology Integration with Actico MAID:

• Compliance Automation: Actico MAID automates compliance processes, including transaction monitoring, risk scoring, and regulatory reporting across all relevant regulations, including MiCAR. This ensures comprehensive coverage and enhances decision-making.

• Real-Time Monitoring for Crypto-Assets: Leverage real-time monitoring and analytics capabilities to manage compliance in the dynamic crypto-assets market. This proactive approach minimizes the risk of regulatory breaches and enhances operational efficiency.

5. Training and Capacity Building:

• Regulatory Training: Provide comprehensive training on MiFID III, MAR/MAD, EMIR, and MiCAR. Our sessions ensure your team understands the implications of these regulations and can implement them effectively.
• Crypto-Assets Compliance Training: Offer specialized training on MiCAR to ensure your team is equipped to handle the unique challenges posed by crypto-assets.

6. Ongoing Compliance Support:

• Managed Services: We offer managed services to continuously monitor and manage your compliance environment. This includes updating systems and processes in line with the latest MiCAR and other regulatory requirements.

• Regulatory Updates and Impact Assessments: Stay informed of upcoming regulatory changes, including those under MiCAR. We assess their impact on your business and help you proactively adjust your compliance strategies.

By integrating our extensive regulatory expertise with Actico MAID’s cutting-edge technology, we provide a comprehensive solution that ensures compliance across traditional financial instruments and the emerging crypto-assets market. Our services are designed to protect your business, mitigate risks, and foster long-term success in a rapidly evolving regulatory environment.